1-10 of 126 results
Reading the regulatory horizon: key themes from ASIC and APRA's New Corporate Plans
Each year, the Australian Securities and Investments Commission (ASIC) and Australian Prudential Regulation Authority (APRA) release their Corporate Plans, which identify the regulators' strategic pri ...
The Cyber Brief | The operative we hired: inside a North Korean fraud cell, with Ryan LaSalle, Nisos
Our latest podcast episode discusses detecting, mitigating and managing the modern insider threat. ...
Tracking pixels, targeted advertising and compliance—lessons from recent OAIC determinations
The Office of the Australian Information Commissioner (the OAIC) has issued two landmark determinations finding that the use of tracking pixels by two health service providers contravened the Aus ...
Australia's new unfair trading practices regime: what businesses need to know
Federal Parliament has passed new laws introducing a general prohibition on unfair trading practices, and specific obligations targeting drip pricing and subscriptions. The Australian Consumer Law (th ...
The Cyber Brief: A minute to midnight: ASIC Commissioner Simone Constant on cyber risk and enforcement in the age of frontier AI
Learn how boards can strengthen cyber governance and preparedness to address AI-driven threats and ASIC expectations. ...
Seven key themes set to shape regulatory enforcement risk
Legal and compliance leaders often ask us: what are the top enforcement risks we face and how can we prepare? In this report we cover the key themes running through regulatory enforcement activity in 2022 and what they will mean for you in 2023. Most sectors will be impacted by the seven key trends. ...
What this means for risk, compliance & personal accountability
The BEAR It comes as no surprise that one of the key ways in which the Final Report recommends the need for greater personal accountability be addressed is by the expansion of the BEAR. Specifically, the Commissioner has recommended that: ...
Financial services regulation update (December edition)
Covered in this webinar: Consultation on the first tranche the Albanese Government's 'Delivering Better Financial Outcomes' package of reforms, addressing several recommendations from the Quality of Advice Review; and ASIC's civil penalty proceedings against Telstra Super Pty Ltd, being the first case to test the application of the internal dispute resolution obligations in s912A of the Corporations Act. ...
Financial services regulation update (October edition)
Covered in this webinar: a fast transition, in which gas is quickly replaced with other sources of energy; and a softer transition, in which gas is used as a fuel source over the longer term, in conjunction with renewable sources. ...