11-20 of 188 results
Preparing for the post-quantum era of security
David is a Partner in Technology, Media and Telecommunications with significant experience in major technology and outsourcing procurement deals. ...
Financial services regulation update (September edition)
Covered in this webinar: APRA enforcement update – In July 2024, APRA announced it had agreed to accept an enforceable undertaking from OnePath Custodians, and that OnePath had paid $10.7 million under infringement notices issued by APRA. This webinar takes a look at the case in detail, including some of the key takeaways for superannuation trustees and other APRA-regulated entities. DDO enforcement update – ASIC has successfully prosecuted the first two design and distribution obligations cases. This webinar takes a look at some key findings from those cases, including the court's view on what constitutes 'reasonable steps' for issuers and distributors of financial products and an issuer's obligation to monitor and review data. ...
Financial services regulation update (October edition)
Covered in this webinar: a fast transition, in which gas is quickly replaced with other sources of energy; and a softer transition, in which gas is used as a fuel source over the longer term, in conjunction with renewable sources. ...
Enforcement action against the superannuation sector peaks in 2025
This report provides an overview of the key regulatory and governance risks facing superannuation trustees in the year ahead. It outlines areas of heightened enforcement focus, upcoming legislative reforms and emerging obligations under prudential standards. It also highlights practical steps trustees can take to strengthen resilience and meet evolving expectations across governance, risk and member outcomes. ...
Key trends in UK and Australian financial services regulation: in conversation with Linklaters
Covered in this webinar: notable recent enforcement decisions in the UK and likely hot topics for regulatory enforcement going forward; key areas of focus for supervisors at regulators; and the most significant areas of regulatory reform we can expect to see over the coming year. ...
What this means for mortgage brokers and financial advisers
The response to the Final Report The Government's initial response to support the Recommendations was met with intense dissatisfaction and criticism from the mortgage broking industry. Industry groups argued that banning trail commissions ...
2025 regulatory enforcement trends and what they mean for the year ahead
Australia’s regulatory and enforcement landscape remained active and increasingly assertive in 2025, driven by cost-of-living pressures, rapid digital change and rising expectations around governance and accountability. ...
ASIC v Telstra Super: accountability, but to what degree?
The Australian Securities and Investments Commission (ASIC) has declared that the Federal Court has held Telstra Super 'accountable' for its 'internal dispute resolution failures', stating that 'finan ...
Curbing lead generation activity
Following the collapses of the Shield Master Fund and First Guardian Master Fund, Treasury has released a consultation paper on curbing lead generation activity. The proposed reforms will be particula ...
Parliament passes new FFSP AFSL exemptions
The passage of proposed exemptions for foreign financial service providers (FFSPs) regarding the need to hold an Australian financial services licence (AFSL) means FFSPs relying on the exemptions from ...